The traditional regulatory landscape for cybersecurity disclosure failed to provide consistent and timely information to reasonable investors. The new guidelines imposed by the SEC allow reasonable ...
Major banking groups want the Securities and Exchange Commission to rescind a rule that requires public companies to report cybersecurity incidents to the public within four days. American banking and ...
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When executive relationships create securities disclosure duties: Lessons from the B Riley Financial litigation
A recent federal court decision in California illustrates how personal business relationships between company executives and transaction counterparties can elevate disclosure obligations under ...
Sarah Ference, CPA, an author of the JofA’s Professional Liability Spotlight column, returns to the JofA podcast to discuss recent column topics and the advice CPAs can gain from them. In the previous ...
In a unified petition submitted to the U.S. Securities and Exchange Commission (SEC), a coalition of leading financial trade associations—including the American Bankers Association, Bank Policy ...
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