Cerity Partners is the latest firm to delve further into the private market space, with a new partnership aimed at giving clients access to the secondary market.

Empower 's registered investment advisor unit has filed a lawsuit alleging breach of contract and misappropriation of trade secrets against venture-capital-backed upstart RIA Savvy Advisors and a ...

Artificial intelligence is creating opportunities for financial advisors to save time spent on the minutiae in their business, but the benefit of the technology will only be realized if that time is ...

The House of Representatives has passed new package of bills that includes legislation aimed at broadening the "accredited investor" definition, expanding access to capital for small business, and ...

Swiss lawmakers have proposed a compromise on the planned capitalization requirements for UBS ' foreign subsidiaries, sending its shares up by around 5%, according to news reports.

How FAs Are Working Around the Fidelity-Pontera Conflict ...

NewEdge Capital Group has tapped an experienced Morgan Stanley wealth management leader and former head of Iconiq to lead the company. Advisor moves typically slow to a trickle as the calendar year ...

JPMorgan Chase 's expenses will rise more than analysts expected, in part because of higher financial advisor pay, according to one of its top executives, The Financial Times wrote.

The "set it and forget it" aspect of target date funds is no longer truly the case, and the prospect of more private investments coming into them will only complicate them further, requiring many 401 ...

The wirehouse has resumed hiring experienced financial advisors after a period of highly selective recruiting, Bank of America CEO Brian Moynihan said Wednesday. Merrill Lynch is getting back into a ...

This story originally ran on Financial Advisor IQ sister publication Ignites.

The Financial Industry Regulatory Authority has issued compliance guidance for firms based on its observations of vulnerabilities, threats and best practices with a focus on emerging technologies such ...