The Financial Industry Regulatory Authority has barred a former UBS financial advisor accused of borrowing hundreds of thousands of dollars from customers, using some of their investments to pay his ...

The consumer watchdog, long in the crosshairs of President Donald Trump and billionaire tycoon Elon Musk, laid off between 1,400 and 1,500 staffers on Thursday, representing as much as 90% of the ...

Raymond James announced that it has launched a proprietary, artificial intelligence–powered search capability for its financial advisors. The capability leverages generative AI to enable advisors and ...

Worried about inflation and tariffs, the majority of U.S. retail investors have taken a bearish stance, according to a recent Morgan Stanley report.